Slavic Investment Group's Privacy Policy

Privacy Policy Notice to Our Valued Clients

Legal Requirement of This Notice

We are required to notify you of our Privacy Policy. This notification is in response to the Gramm-Leach-Bliley Act adopted by the U.S. Securities and Exchange Commission. This notice describes Slavic Investment Group’s practices and policies concerning the handling of your personal information.  We maintain physical, electronic and procedural safeguards to insure the privacy of client information. It is our policy not to share any personal information with other non-affiliates for marketing purposes. The only information we do share is with the fund families where your accounts are set up.

Please take some time to review this Slavic Privacy Policy whether you are one of our direct clients or you have a connection with us through your firm or employer.

Our Privacy Commitment to You

The Slavic Investment Group is committed to maintaining the privacy of information, which is submitted to us when you become a client or a prospective client. We respect our clients and want to build long-term relationships. These relationships are built on trust. Part of building that trust is the confidential manner of handling personal information. In this age of high technology, it becomes even more important to protect our clients’ information.

The Slavic Investment Group

The Slavic Investment Group consists of the following companies:

Our Privacy Policy

Slavic Investment Group may collect non-public personal information about you from any of the following sources:

This information may include name, address, Social Security number, date of birth, assets and income, information gathered from transactional activity in your account or from interaction with our customer service staff, your data entry into our interactive web site, or from other sources with your consent or that of your representative, i.e. from other institutions for transfer of assets.

We may use this information to develop, offer and deliver new Slavic products or services, to process transactions in your account, to respond to inquiries from you or your representative, or to fulfill legal and regulatory requirements.

We do not share your non-public personal information except as necessary to administer and manage your investments. However, each fund company has its own privacy policy of which you need to be aware.

Internet Privacy

Internet privacy is just as important as our regular business. We, therefore, use the same safeguards as discussed above. Slavic also uses various means to protect and maintain security for our internet users with the use of firewall barriers, user-authorization codes, cookies and similar files that may be on your hard drive for similar purposes. These are used to help in the navigation of our web site. From our web site, we may collect a variety of information concerning your computer and web services, as well as sites visited and time spent on our web site. This might be used to notify you of software or hardware compatibility issues or to analyze and improve our web system.

Use of Social Security Number

Your consent to utilize your social security number as access to your account on the web is authorized by your signing the enrollment form. If you do not wish your social security number to be used, provide another nine digit number in the social security blank on the enrollment form and attach a letter stating your real social security number and your request to use the bogus number. Then, make the same request to your payroll provider who downloads your contributions to the plan. Your payroll provider must use the same bogus number as utilized on the Slavic web site or your contribution will not be processed properly.

Slavic Investment Group • 1075 Broken Sound Parkway NW • Suite 100 • Boca Raton, FL  33487-3540
561-241-9244 • 800-356-3009 • Fax: 561-241-1070 • www.slavic401k.com